Disclosure records
Public, unauthenticated disclosure records for exempt securities covered by GUARDD. Each record is a neutral reproduction of the issuer’s own SEC filing: source form, accession number, EDGAR link, fiscal period, financial statements as filed, audited or unaudited status, and any conditions the issuer itself disclosed, each attributed to the filing. GUARDD makes no assessment in this layer. No login, paywall, or rate limit applies.
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice.
† “Last verified” is the date GUARDD last confirmed the record against the source filing.
Secondary-trading readiness is an assessment and is published only for issuers enrolled with GUARDD for that use case. GUARDD readiness states are factual descriptions of the information on file. They are not a legal determination and not legal advice; broker-dealers must make their own eligibility assessment.
Total published securities: 1103 across 25 disclosure records (showing 25 records, 1103 securities)
A single disclosure record may cover multiple classes or series of securities issued by the same issuer; the securities count sums the classes and series listed in each record’s capital structure. Expand Details on any row for the financial-statement dates, audit status, issuer-disclosed conditions, version history, and JSON copy.
| Issuer / Security | Exemption | Status | Information as of† | Source filing |
|---|---|---|---|---|
| DCFC Holdings, LLC Class A and Class B Membership Units · 2 securities / series · Audited — scope limited |
Reg CF | Disclosure on file — FY2025 | 2026-08-01 | C-AR · FY2025 (FYE 2025-12-31) |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Arrived Homes 4, LLC Series Interests (asset-backed) · 62 securities / series · Audited |
Reg A | Disclosure on file — interim period elapsed | 2026-07-31 | 1-K · FY2025 (FYE 2025-12-31) |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Masterworks Vault 1, LLC Class A Ordinary Shares (issued by series) · 57 securities / series · Audited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-K · FY2025 (FYE 2025-12-31) |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Masterworks Vault 2, LLC Class A Ordinary Shares (issued by series) · 47 securities / series · Audited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-K · FY2025 (FYE 2025-12-31) |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Masterworks Vault 3, LLC Class A Ordinary Shares (issued by series) · 44 securities / series · Audited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-K · FY2025 (FYE 2025-12-31) |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Masterworks Vault 4, LLC Class A Ordinary Shares (issued by series) · 59 securities / series · Audited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-K · FY2025 (FYE 2025-12-31) |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Masterworks Vault 5, LLC Class A Ordinary Shares (issued by series) · 29 securities / series · Audited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-K · FY2025 (FYE 2025-12-31) |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Masterworks Vault 10, LLC Class A Ordinary Shares (issued by series) · 26 securities / series · Unaudited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-A · FY2025 financials in 2026 Form 1-A |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Masterworks Vault 11, LLC Class A Ordinary Shares (issued by series) · 41 securities / series · Unaudited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-A · FY2025 financials in 2026 Form 1-A |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Masterworks Vault 12, LLC Class A Ordinary Shares (issued by series) · 32 securities / series · Unaudited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-A · FY2025 financials in 2026 Form 1-A |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Masterworks Vault 13, LLC Class A Ordinary Shares (issued by series) · 47 securities / series · Unaudited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-A · FY2025 financials in 2026 Form 1-A |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Masterworks Vault 14, LLC Class A Ordinary Shares (issued by series) · 31 securities / series · Unaudited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-A · FY2025 financials in 2026 Form 1-A |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Masterworks Vault 15, LLC Class A Ordinary Shares (issued by series) · 12 securities / series · Unaudited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-A · FY2025 financials in 2026 Form 1-A |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Masterworks Vault 16, LLC Class A Ordinary Shares (issued by series) · 27 securities / series · Unaudited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-A · FY2025 financials in 2026 Form 1-A |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Masterworks Vault 17, LLC Class A Ordinary Shares (issued by series) · 47 securities / series · Unaudited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-A · FY2025 financials in 2026 Form 1-A |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Masterworks Vault 18, LLC Class A Ordinary Shares (issued by series) · 48 securities / series · Unaudited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-A · FY2025 financials in 2026 Form 1-A |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Masterworks Vault 19, LLC Class A Ordinary Shares (issued by series) · 39 securities / series · Unaudited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-A · FY2025 financials in 2026 Form 1-A |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Masterworks Vault 20, LLC Class A Ordinary Shares (issued by series) · 15 securities / series · Unaudited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-A · FY2025 financials in 2026 Form 1-A |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Arrived Homes, LLC Series Interests (asset-backed) · 242 securities / series · Audited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-K · FY2025 (FYE 2025-12-31) |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Arrived Homes 3, LLC Series Interests (asset-backed) · 96 securities / series · Audited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-K · FY2025 (FYE 2025-12-31) |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Arrived Homes 5, LLC Series Interests (asset-backed) · 58 securities / series · Audited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-K · FY2025 (FYE 2025-12-31) |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Arrived STR, LLC Series Interests (asset-backed) · 29 securities / series · Audited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-K · FY2025 (FYE 2025-12-31) |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Arrived STR 2, LLC Series Interests (asset-backed) · 11 securities / series · Audited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-K · FY2025 (FYE 2025-12-31) |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Neptune REM, LLC (“Real Bricks”) Membership Interests (issued by series) · 1 securities / series · Audited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-K · FY2025 (FYE 2025-12-31) |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||
| Cityfunds I, LLC (Nada) Membership Interests (issued by city series) · 1 securities / series · Audited |
Reg A | Disclosure on file — interim period elapsed | 2026-08-01 | 1-K + 1-SA · FY2024 (1-K) + interim 6 mo ended 2025-06-30 (1-SA) |
Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice. | ||||