Masterworks Vault 4, LLC — Class A Ordinary Shares (issued by series)

Current

Quotation & ResaleUpdate due — interim (1-SA)Manual ExemptionCurrent

CIK is not stated in the source report (Commission File No. 024-12313). Per-series Class A share counts (authorized and outstanding), holders of record, and beneficial owners over 10% are not stated in the source report and are pending the issuer-furnished/Mergent reconciliation pass; each series is listed with authorized and outstanding shown as not stated. One malformed figure in the source filing (Total Current Assets FY2025 printed as '970,6730') was corrected to 970,673, which foots to its components and to total assets; issuer and Mergent notified. Arithmetic verification of the filed statements: 18 of 18 tests PASS (one or more lines off by $1 due to whole-dollar rounding in the filing).

Issuer legal name: Masterworks Vault 4, LLC
Security: Class A Ordinary Shares (issued by series) (Class A Ordinary Shares, no par value, issued on a per-series basis (59 series presented))
CIK: None
Exemption relied on: Reg A
State of incorporation: Delaware
Transfer agent: Not disclosed
GUARDD publication date: 2026-08-01
Last verified date: 2026-08-01
Next annual financials due: 2027-03-31
Machine-readable copy: /disclosures/masterworks-vault-4-llc/class-a-ordinary-shares.json

Issuer name and address

Legal name: Masterworks Vault 4, LLC
Address: 1 World Trade Center, 57th Floor, New York, NY 10007, USA
State of incorporation: Delaware

Business description

Masterworks Vault 4, LLC is a Delaware series limited liability company managed by its affiliate Masterworks Administrative Services, LLC (the Administrator), an affiliate of Masterworks, LLC. Each series of the Company owns a single work of art, and the Company offers Class A ordinary shares in each series to the public under Regulation A (Tier 2) via the Masterworks platform. 59 series are presented in the Form 1-K for the fiscal year ended December 31, 2025. The Company's assets consist substantially of Artwork ($55,050,500 at December 31, 2025); it generates minimal income (royalties) and its principal expense is a share-based administrative-services fee paid to the Administrator. EIN 93-2751431. Commission File No. 024-12313. Fiscal year end December 31. Telephone (203) 518-5172; website www.masterworks.com. Source filing: Form 1-K for the fiscal year ended December 31, 2025 (2025 and 2024 presented). There is no national securities exchange listing; secondary transfers occur on the Masterworks secondary market. The Company has no third-party debt; balances owed to affiliates cover artwork purchases and services, and the Company is dependent on the Administrator for funding and services.

Officers and directors

Name	Title	Serving since
Nigel S. Glenday	Chief Executive Officer and Chief Financial Officer; Member, Board of Managers	Not disclosed
Joshua B. Goldstein	General Counsel and Secretary; Member, Board of Managers	Not disclosed
Eli D. Broverman	Member, Board of Managers (Independent)	Not disclosed

Transfer agent, auditor, and legal counsel

Transfer agent: Not disclosed
Auditor: AGD Legal, S.C.
Legal counsel: Not disclosed

Capital structure

As of 2025-12-31.
Class or series	Authorized	Outstanding
Series 326 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 356 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 361 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 363 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 366 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 367 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 368 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 376 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 380 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 381 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 383 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 385 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 387 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 389 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 391 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 392 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 393 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 395 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 403 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 404 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 405 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 407 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 412 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 416 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 418 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 419 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 422 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 424 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 425 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 426 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 427 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 428 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 433 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 434 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 435 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 437 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 440 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 448 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 450 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 454 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 455 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 457 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 458 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 459 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 460 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 472 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 473 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 477 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 480 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 496 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 500 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 502 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 503 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 516 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 517 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 523 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 524 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 527 — Class A Ordinary Shares	Not disclosed	Not disclosed
Series 530 — Class A Ordinary Shares	Not disclosed	Not disclosed

Holders of record

Number of holders of record: Not disclosed
As of: Not disclosed

Financial statements

Amounts as reported by the issuer. Fiscal years labeled as stated in the underlying statements.
Line item	FY2025 FYE 2025-12-31 · Audited	FY2024 FYE 2024-12-31 · Audited
Revenue	USD 510	USD 390
Net income (loss)	(USD 747,101)	(USD 359,042)
Total assets	USD 56,021,173	USD 50,218,407
Total liabilities	USD 1,175,910	USD 7,327,707
Cash	USD 854,969	USD 3,950,907
Auditor	AGD Legal, S.C.	AGD Legal, S.C.

Auditor’s report

No going-concern qualification, adverse opinion, material weakness, or restatement has been reported for the most recent audited period.

Auditor: AGD Legal, S.C. (Cancún, Quintana Roo, Mexico)
Report date: 2026-04-03
Opinion: Unqualified — issued on the consolidated financial statements of the Company as a whole and of each listed Series, in accordance with U.S. GAAP. Report date per the Form 1-K; stated as April 3, 2026 in the source report.
Going-concern qualification: No
Adverse opinion: No
Material weakness: No
Restatement: No

Tokenized security attributes

Displayed for every security. Where the security is not tokenized, each field is marked not applicable.

Security is tokenized: No
Contract address: Not applicable — security is not tokenized
Network: Not applicable — security is not tokenized
Token standard: Not applicable — security is not tokenized
Role of on-chain record: Not applicable — security is not tokenized
Transfer restriction enforcement: Not applicable — security is not tokenized
Holding period: Not applicable — security is not tokenized
Holding period expiration date: Not applicable — security is not tokenized
Issuer freeze authority: Not applicable — security is not tokenized
Issuer burn authority: Not applicable — security is not tokenized
Issuer reissue authority: Not applicable — security is not tokenized
Smart contract audit status: Not applicable — security is not tokenized
Smart contract auditor: Not applicable — security is not tokenized
Eligible trading venues: Not applicable — security is not tokenized
Collateral or lending arrangement: Not applicable — security is not tokenized

Regulatory currency

Publication date: 2026-08-01
Balance sheet date: 2025-12-31 (audited)
Financials through: 2025-12-31
Most recent audited balance sheet: 2025-12-31
Quotation & Resale (Rule 15c2-11 / Rule 144): Quotation & ResaleUpdate due — interim (1-SA)
Next due: 04/30/2027
State Manual Exemption (audited): Manual ExemptionCurrent
Next due: 06/30/2027

Both statuses are computed from the dates above against today’s date and recompute daily. Thresholds: interim 6 months, annual 16 months, audited (manual exemption) 18 months, with a 30-day warning window.