GUARDD — Exempt-Securities Disclosure & Secondary-Trading Readiness

Masterworks Vault 13, LLC — Class A Ordinary Shares (issued by series)

Disclosure record (Layer A)

A neutral reproduction of the issuer’s own SEC filing. GUARDD makes no assessment in this layer.

Disclosure on file — interim period elapsed Balance sheet 12/31/2025 · financials through 12/31/2025 · 6-month interim window elapsed 06/30/2026

Reflects the currency of the issuer's public SEC filings. Not an assessment of the issuer and not a determination of quotation eligibility. Not legal advice.

Source: Form 1-A · FY2025 financials in 2026 Form 1-A · Accession 0001493152-26-021934 · Filed 2026-05-08 · CIK 0002046166 · File no. 024-12749 · View filing on SEC EDGAR
Retrieved from SEC EDGAR. Figures are reproduced as filed and checked for internal arithmetic consistency.

Not issuer-attested. This record was built from the issuer’s SEC filing without a separate issuer attestation.

Issuer-disclosed conditions: None disclosed in the source filing

Master-level financial statements in the source Form 1-A are labeled UNAUDITED and no auditor's opinion is expressed at the master entity level; however, the underlying series were individually audited at the series level, and that series-level audit supplies the audited-financials predicate for a state securities-manual exemption. The security is accordingly treated as manual-exemption eligible, with the audited balance sheet dated December 31, 2025 at the series level. CIK is not stated in the source report. Per-series Class A share counts (authorized and outstanding), holders of record, and beneficial owners over 10% are not stated in the source report and are pending the issuer-furnished/Mergent reconciliation pass; each series is listed with authorized and outstanding shown as not stated. Arithmetic verification of the filed statements: 20 of 20 tests PASS.

Issuer legal name
Masterworks Vault 13, LLC
Security
Class A Ordinary Shares (issued by series) (Class A Ordinary Shares, no par value, issued on a per-series basis (47 series presented))
CIK
0002046166
Commission file number
024-12749
Exemption relied on
Reg A
State of incorporation
Delaware
Transfer agent
Not disclosed
GUARDD publication date
2026-08-01
Information as of
2026-08-01
“Last verified” is the date GUARDD last confirmed the record against the source filing.
Fiscal period on file
FY2025
Financials
Unaudited
Trading venue
Not yet available
GUARDD engagement
Not enrolled — Disclosure Record only; no readiness assessment is published
Version
4 · published 2026-08-13 (version history)
Next annual financials expected
2027-03-31
Machine-readable copy
/disclosures/masterworks-vault-13-llc/class-a-ordinary-shares.json

Issuer name and address

Legal name
Masterworks Vault 13, LLC
Address
1 World Trade Center, 57th Floor, New York, NY 10007, USA
State of incorporation
Delaware

Business description

Masterworks Vault 13, LLC is a Delaware series limited liability company managed by Masterworks Administrative Services, LLC, formed to facilitate restructuring transactions involving affiliated entities that hold investments in individual works of art. Each series is associated with a specific artwork and issues Class A ordinary shares under Regulation A (Tier 2) via the Masterworks platform. 47 series are presented in the SEC-qualified Form 1-A. At the Company (master) level the historical consolidated statements are nil or near-nil at year-end; economic substance is presented in the Target Issuer Financials for the affiliated entity being acquired, which held Artwork of $72,628,797 at December 31, 2025, and at the individual series level. EIN 33-2056054. Commission File No. 024-12749. Fiscal year end December 31. Website www.masterworks.com. Source filing: Form 1-A offering circular, qualified by the U.S. Securities and Exchange Commission (FY2025 and FY2024 presented, both unaudited). Eligibility for this disclosure rests on SEC qualification of the Regulation A offering, not on an audit. There is no national securities exchange listing; secondary transfers occur on the Masterworks secondary market.

Officers and directors

NameTitleServing since
Nigel S. GlendayChief Executive Officer and Chief Financial Officer; Member, Board of ManagersNot disclosed
Joshua B. GoldsteinGeneral Counsel and Secretary; Member, Board of ManagersNot disclosed
Eli D. BrovermanMember, Board of Managers (Independent)Not disclosed

Transfer agent, auditor, and legal counsel

Transfer agent
Not disclosed
Auditor
Not disclosed
Legal counsel
Not disclosed

Capital structure

As of 2025-12-31.
Class or seriesAuthorizedOutstanding
Series 1 — Class A Ordinary SharesNot disclosedNot disclosed
Series 31 — Class A Ordinary SharesNot disclosedNot disclosed
Series 031 — Class A Ordinary SharesNot disclosedNot disclosed
Series 062 — Class A Ordinary SharesNot disclosedNot disclosed
Series 62 — Class A Ordinary SharesNot disclosedNot disclosed
Series 063 — Class A Ordinary SharesNot disclosedNot disclosed
Series 63 — Class A Ordinary SharesNot disclosedNot disclosed
Series 64 — Class A Ordinary SharesNot disclosedNot disclosed
Series 064 — Class A Ordinary SharesNot disclosedNot disclosed
Series 65 — Class A Ordinary SharesNot disclosedNot disclosed
Series 065 — Class A Ordinary SharesNot disclosedNot disclosed
Series 066 — Class A Ordinary SharesNot disclosedNot disclosed
Series 66 — Class A Ordinary SharesNot disclosedNot disclosed
Series 68 — Class A Ordinary SharesNot disclosedNot disclosed
Series 068 — Class A Ordinary SharesNot disclosedNot disclosed
Series 69 — Class A Ordinary SharesNot disclosedNot disclosed
Series 069 — Class A Ordinary SharesNot disclosedNot disclosed
Series 71 — Class A Ordinary SharesNot disclosedNot disclosed
Series 071 — Class A Ordinary SharesNot disclosedNot disclosed
Series 072 — Class A Ordinary SharesNot disclosedNot disclosed
Series 72 — Class A Ordinary SharesNot disclosedNot disclosed
Series 73 — Class A Ordinary SharesNot disclosedNot disclosed
Series 073 — Class A Ordinary SharesNot disclosedNot disclosed
Series 074 — Class A Ordinary SharesNot disclosedNot disclosed
Series 74 — Class A Ordinary SharesNot disclosedNot disclosed
Series 75 — Class A Ordinary SharesNot disclosedNot disclosed
Series 075 — Class A Ordinary SharesNot disclosedNot disclosed
Series 76 — Class A Ordinary SharesNot disclosedNot disclosed
Series 076 — Class A Ordinary SharesNot disclosedNot disclosed
Series 079 — Class A Ordinary SharesNot disclosedNot disclosed
Series 79 — Class A Ordinary SharesNot disclosedNot disclosed
Series 080 — Class A Ordinary SharesNot disclosedNot disclosed
Series 80 — Class A Ordinary SharesNot disclosedNot disclosed
Series 081 — Class A Ordinary SharesNot disclosedNot disclosed
Series 81 — Class A Ordinary SharesNot disclosedNot disclosed
Series 82 — Class A Ordinary SharesNot disclosedNot disclosed
Series 082 — Class A Ordinary SharesNot disclosedNot disclosed
Series 83 — Class A Ordinary SharesNot disclosedNot disclosed
Series 083 — Class A Ordinary SharesNot disclosedNot disclosed
Series 84 — Class A Ordinary SharesNot disclosedNot disclosed
Series 084 — Class A Ordinary SharesNot disclosedNot disclosed
Series 086 — Class A Ordinary SharesNot disclosedNot disclosed
Series 86 — Class A Ordinary SharesNot disclosedNot disclosed
Series 087 — Class A Ordinary SharesNot disclosedNot disclosed
Series 87 — Class A Ordinary SharesNot disclosedNot disclosed
Series 100 — Class A Ordinary SharesNot disclosedNot disclosed
Series 500 — Class A Ordinary SharesNot disclosedNot disclosed

Holders of record

Number of holders of record
Not disclosed
As of
Not disclosed

Issuer information

Rule 15c2-11(b) enumerated items. Fields not yet populated are shown as “To be populated” rather than left blank.
ItemValueAs of
Shares / units outstandingTo be populated2025-12-31
Authorized shares / unitsTo be populated2025-12-31
Holders of recordTo be populated
Par valueNo par value
Principal place of business1 World Trade Center, 57th Floor, New York, NY 10007, USA
Transfer agentTo be populated
Trading venueNot yet available
Nature of business
Masterworks Vault 13, LLC is a Delaware series limited liability company managed by Masterworks Administrative Services, LLC, formed to facilitate restructuring transactions involving affiliated entities that hold investments in individual works of art. Each series is associated with a specific artwork and issues Class A ordinary shares under Regulation A (Tier 2) via the Masterworks platform. 47 series are presented in the SEC-qualified Form 1-A. At the Company (master) level the historical consolidated statements are nil or near-nil at year-end; economic substance is presented in the Target Issuer Financials for the affiliated entity being acquired, which held Artwork of $72,628,797 at December 31, 2025, and at the individual series level. EIN 33-2056054. Commission File No. 024-12749. Fiscal year end December 31. Website www.masterworks.com. Source filing: Form 1-A offering circular, qualified by the U.S. Securities and Exchange Commission (FY2025 and FY2024 presented, both unaudited). Eligibility for this disclosure rests on SEC qualification of the Regulation A offering, not on an audit. There is no national securities exchange listing; secondary transfers occur on the Masterworks secondary market.
Financial statements presented
2 fiscal periods of financial information, including a balance sheet.

Financial statements

Unaudited: FY2025 — Target Issuer Financials (unaudited); FY2024 — Target Issuer Financials (unaudited); FY2025 — Issuer historical consolidated (unaudited, nil at master level); FY2024 — Issuer historical consolidated (unaudited, nil at master level)

Amounts as reported by the issuer. Fiscal years labeled as stated in the underlying statements.
Line itemFY2025 — Target Issuer Financials (unaudited)
FYE 2025-12-31 · Unaudited
FY2024 — Target Issuer Financials (unaudited)
FYE 2024-12-31 · Unaudited
FY2025 — Issuer historical consolidated (unaudited, nil at master level)
FYE 2025-12-31 · Unaudited
FY2024 — Issuer historical consolidated (unaudited, nil at master level)
FYE 2024-12-31 · Unaudited
RevenueUSD 230USD 230USD 0USD 0
Net income (loss)(USD 1,100,490)(USD 1,155,064)USD 0USD 0
Total assetsUSD 72,632,208USD 72,631,978USD 0USD 0
Total liabilitiesUSD 0USD 0USD 0USD 0
CashUSD 3,411USD 3,181USD 0USD 0
AuditorNot disclosedNot disclosedNot disclosedNot disclosed

Issuer-disclosed conditions (per Form 1-A, 0001493152-26-021934)

None disclosed in the source filing

These conditions appear in the issuer’s own filing and are reproduced here as filed and attributed to that filing. GUARDD does not omit, soften, or delay adverse issuer disclosure, and does not add any assessment of its own. Not a legal conclusion and not legal advice.

Auditor’s report

No going-concern qualification, adverse opinion, material weakness, or restatement has been reported for the most recent audited period.

Auditor
Not disclosed
Report date
Not disclosed
Opinion
No auditor's opinion. The financial statements in the SEC-qualified Form 1-A are UNAUDITED; no independent accountant has expressed an opinion or any form of assurance on any period presented.
Going-concern qualification
No
Adverse opinion
No
Material weakness
No
Restatement
No

Tokenized security attributes

Displayed for every security. Where the security is not tokenized, each field is marked not applicable.

Security is tokenized
No
Contract address
Not applicable — security is not tokenized
Network
Not applicable — security is not tokenized
Token standard
Not applicable — security is not tokenized
Role of on-chain record
Not applicable — security is not tokenized
Transfer restriction enforcement
Not applicable — security is not tokenized
Holding period
Not applicable — security is not tokenized
Holding period expiration date
Not applicable — security is not tokenized
Issuer freeze authority
Not applicable — security is not tokenized
Issuer burn authority
Not applicable — security is not tokenized
Issuer reissue authority
Not applicable — security is not tokenized
Smart contract audit status
Not applicable — security is not tokenized
Smart contract auditor
Not applicable — security is not tokenized
Eligible trading venues
Not applicable — security is not tokenized
Collateral or lending arrangement
Not applicable — security is not tokenized

Secondary-trading readiness

This issuer has not enrolled with GUARDD for a secondary-trading readiness assessment, so no readiness assessment is published for this security. The record above is a Disclosure Record only: a neutral reproduction of the issuer’s own SEC filing.

Rule 15c2-11 is a broker-dealer obligation, not an issuer obligation. GUARDD does not assign a readiness state to an issuer that has not engaged GUARDD, or for a use case an issuer did not enroll in. See the methodology statement.

Version history

Every published version of this record is retained immutably so a broker-dealer can show what information was public on the date of a quotation. Versions are never deleted; corrections create a new version and mark the prior version superseded.

Current version 4, published 2026-08-13.
VersionPublishedSupersededSnapshotContent hash (SHA-256, first 16)
42026-08-13Current versionView snapshot · JSON04ebac369a4afd14
32026-08-122026-08-13View snapshot · JSON5198a612623a3196
22026-08-122026-08-12View snapshot · JSONcb2ba378b0630f41
12026-08-012026-08-12View snapshot · JSON4e7f6bf35dc866bd

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