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    Secondary Trading Tech Firm GUARDD Looks to Raise Up to $2 Million on SeedInvest

    December 15, 2022

    GUARDD, a Fintech that was co-founded by Sherwood "Woodie" Neiss, Doug Ellenoff, and Jim Dowd, is looking to raise up to $2 million in growth capital on SeedInvest.

    Neiss, Ellenoff, and Dowd are Fintech superstars, each active in the online capital formation industry. Neiss and Ellenoff were key advocates of the JOBS Act of 2012, the legislation that legalized securities crowdfunding. Neiss is also the co-founder of Crowdfund Capital Advisors, Ellenoff is the managing partner of the law firm of Ellenoff, Grossman, and Schole, and Dowd is the founder of North Capital – a broker-dealer working with crowdfunding providers.

    GUARDD is pursuing a side-by-side Reg CF and Reg D funding round. For a minimum of $1000, an investor may purchase a convertible with a valuation cap of $6 million.

    GUARDD is a Fintech that facilitates secondary trading of private securities. GUARDD publishes the private company issuer information necessary for securities traded on Alternative Trading Systems (ATSs) to be compliant with both Federal and Blue Sky laws.