GUARDD Comment Letter: Similar 15c2-11 Ongoing Disclosures for Private Companies
June 15, 2020
GUARDD submitted a comment letter to the SEC regarding proposed amendments to Rule 15c2-11, advocating for similar ongoing disclosure requirements for private companies.
The comment letter addresses the importance of transparency in private securities markets and proposes frameworks that would enable better investor protection while facilitating secondary market liquidity.
This regulatory engagement demonstrates GUARDD's commitment to shaping policy that benefits both issuers and investors in the private securities marketplace.